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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-01
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-09-01
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 03/2008 05/2017
Securian Financial Services, Inc. St. Paul MN 05/2017 12/2020
Cri Securities, Llc St. Paul MN 05/2017 12/2020
North Star Resource Group Madison WI 03/2008 12/2020
Birthday Bars, Inc. Middleton WI 10/2002 11/2021
Securian Financial Services Inc St Paul MN 01/2021 08/2023
Minnesota Life Insurance Co St Paul MN 01/2021 08/2023
North Star Resource Group Madison WI 01/2021 Present
Cri Securities Llc St Paul MN 01/2021 10/2021
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2008 → 05/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 05/2017 → 12/2020
    Securian Financial Services, Inc.
    St. Paul, MN
  • 05/2017 → 12/2020
    Cri Securities, Llc
    St. Paul, MN
  • 03/2008 → 12/2020
    North Star Resource Group
    Madison, WI
  • 10/2002 → 11/2021
    Birthday Bars, Inc.
    Middleton, WI
  • 01/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 01/2021 → Present
    North Star Resource Group
    Madison, WI
  • 01/2021 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-02-24 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    St. Paul, MN
  • 2021-02-24 → 2021-10-21
    Cri Securities, Llc
    Madison, WI
Other Businesses

1) NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2019 ADDRESS: , Madison WI , United States DESCRIPTION: Independent Contractor 2) NSRG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/26/2021 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co. 3) MAD CITY CORNHOLE, LLC POSITION: Director NATURE: Recreational Sport Program INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2021 ADDRESS: 3359 BRUGGER PL, MCFARLAND WI 53558, United States DESCRIPTION: We have organized a Cornhole League and host events weekly, bi-weekly and random weekend tournaments. 4) AMERICAN CORNHOLE LEAGUE POSITION: Director NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 3359 BRUGGER PL, MCFARLAND WI 53558, United States DESCRIPTION: Run American Cornhole League (ACL) Regional Events as the State and Regional Director of WI. One tournament per month on Saturdays and periodic assistance with Open/National events. 5) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; N ATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-29
S63 Uniform Securities Agent State Law Examination 2017-07-10
  • S66 Uniform Combined State Law Examination
    2020-08-29
  • S63 Uniform Securities Agent State Law Examination
    2017-07-10
Other Names
  • Stacey Frances Schaetz
  • Stacey Frances Koch

View on SEC IAPD

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