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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-25 |
| PA | RA | APPROVED | 2018-08-14 |
Branch Locations
1000 Commerce Park Drive, Suite 402, Williamsport, PA 17701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Lancaster | PA | 03/2008 | Present |
| Morgan Stanley Smith Barney | Lancaster | PA | 06/2009 | 11/2017 |
| Raymond James & Associates, Inc. | Williamsport | PA | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-17 |
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