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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-25
PA RA APPROVED 2018-08-14
  • TX RA
    APPROVED_RES
    Since 2023-04-25
  • PA RA
    APPROVED
    Since 2018-08-14

Branch Locations

1000 Commerce Park Drive, Suite 402, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Lancaster PA 03/2008 Present
Morgan Stanley Smith Barney Lancaster PA 06/2009 11/2017
Raymond James & Associates, Inc. Williamsport PA 11/2017 Present
  • 03/2008 → Present
    Citigroup Global Markets Inc
    Lancaster, PA
  • 06/2009 → 11/2017
    Morgan Stanley Smith Barney
    Lancaster, PA
  • 11/2017 → Present
    Williamsport, PA
Previous Registrations
  • 2014-03-03 → 2017-11-03
    Lancaster, PA
    Williamsport, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-29
S63 Uniform Securities Agent State Law Examination 2009-07-17
  • S65 Uniform Investment Adviser Law Examination
    2018-06-29
  • S63 Uniform Securities Agent State Law Examination
    2009-07-17

View on SEC IAPD

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