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Cassondra Jo Dunning

Private Client Services, LLC

Louisville, KY

Louisville, KY

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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-04-26
  • KY RA
    APPROVED
    Since 2022-04-26

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 02/1998 08/2018
Jjb Hilliard Wl Lyons Llc Louisville KY 08/2018 10/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 10/2019
Private Client Services Louisville KY 10/2019 Present
  • 02/1998 → 08/2018
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Louisville, KY
  • 08/2018 → 10/2019
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → 10/2019
    Robert W. Baird & Co. Incorporated
    Louisville, KY
  • 10/2019 → Present
    Private Client Services
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-25
S63 Uniform Securities Agent State Law Examination 2000-07-19
  • S66 Uniform Combined State Law Examination
    2022-04-25
  • S63 Uniform Securities Agent State Law Examination
    2000-07-19

View on SEC IAPD

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