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Yogesh Prabhakar Modak

Semper Sursum Investments LLC

Austin, TX

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Current Employers
Semper Sursum Investments Llc

11524 Comano Dr, Austin, TX 78747 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-29
  • TX RA
    APPROVED
    Since 2025-05-29

Branch Locations

11524 Comano Dr, Austin, TX 78747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearbridge Investments Wilmington DE 08/2011 12/2022
Semper Sursum Llc Austin TX 03/2025 Present
Not Employed/Self Employed Austin TX 01/2023 02/2025
  • 08/2011 → 12/2022
    Clearbridge Investments
    Wilmington, DE
  • 03/2025 → Present
    Semper Sursum Llc
    Austin, TX
  • 01/2023 → 02/2025
    Not Employed/Self Employed
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-22
S63 Uniform Securities Agent State Law Examination 2000-06-20
  • S65 Uniform Investment Adviser Law Examination
    2023-06-22
  • S63 Uniform Securities Agent State Law Examination
    2000-06-20
Other Names
  • Yogi Modak
  • Yogesh "Yogi" Modak
  • Yogesh P Modak

View on SEC IAPD

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