Yogesh Prabhakar Modak

Employer firm

Semper Sursum Investments LLC CRD 333992

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 12/2022
  Clearbridge Investments
  Wilmington, DE
• 03/2025 → Present
  Semper Sursum Llc
  Austin, TX
• 01/2023 → 02/2025
  Not Employed/Self Employed
  Austin, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-22
• S63 Uniform Securities Agent State Law Examination
  2000-06-20

Other Names

• Yogi Modak
• Yogesh "Yogi" Modak
• Yogesh P Modak