Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2016-09-30
TX RA APPROVED_RES 2015-09-18
CA RA APPROVED 2009-06-01
  • ID RA
    APPROVED
    Since 2016-09-30
  • TX RA
    APPROVED_RES
    Since 2015-09-18
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

505 East Front Avenue Suite 201, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Smith, Inc. Los Angeles CA 01/2000 Present
Morgan Stanley Smith Barney Los Angeles CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2000 → Present
    Merrill Lynch, Pierce, Fenner &Smith, Inc.
    Los Angeles, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Los Angeles, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*380879 - 2 Thirst Ranch, LLC; Investment related; Hayden,ID; Storing Boats and RVS; Member/Manager(proprietor, partner, officer, director, employee, trustee, agent); Oct 2019; During business hours: 0; After business hours: 2; I have an indoor arena on my property of which I am going to use for winter boat and RV storage at my ranch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-28
  • S66 Uniform Combined State Law Examination
    2000-06-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Coeur D'alene, ID

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor