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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-27
NJ RA APPROVED 2012-05-10
CA RA APPROVED 2011-11-29
WV RA APPROVED 2011-07-27
NC RA APPROVED 2011-02-18
PA RA APPROVED 2008-07-16
  • TX RA
    APPROVED_RES
    Since 2016-04-27
  • NJ RA
    APPROVED
    Since 2012-05-10
  • CA RA
    APPROVED
    Since 2011-11-29
  • WV RA
    APPROVED
    Since 2011-07-27
  • NC RA
    APPROVED
    Since 2011-02-18
  • PA RA
    APPROVED
    Since 2008-07-16

Branch Locations

6236 Lower York Road, New Hope, PA 18938 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc New Hope PA 10/2012 01/2026
Janney Montgomery Scott Llc New Hope PA 01/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-15
  • S66 Uniform Combined State Law Examination
    2008-07-15

View on SEC IAPD

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