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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-01 |
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake City Bank | Goshen | IN | 06/2010 | 06/2023 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2010 | 06/2023 |
| Cetera Investment Advisers Llc | Elkhart | IN | 02/2015 | 06/2023 |
| Lpl Financial Llc | Elkhart | IN | 06/2023 | Present |
1) 05/2023 - Financial Partners Inc. / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - Hartman Johnston Capital Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Bristol, IN 3) 01/13/2025- BUA- Non-Variable Insurance- Agent- Investment Related - At Reported Business Location(s) - Start Date 01/13/2025- 4 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-29 |
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