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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-09-18
  • NC RA
    APPROVED
    Since 2008-09-18

Branch Locations

7 Maple Leaf Dr Ste 100, Greensboro, NC 27410 • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. High Point NC 03/2008 03/2020
Ameriprise Financial Services, Llc Greensboro NC 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 1009 Old Hickory Court, , Summerfield, NC, 27410; Not Investment-Related; 06/12/2024. Business Ownership; CruzMill Inc.; Owner; Manage Ameriprise Business; 3350 Old Barn Road, , GREENSBORO, NC, 27410; Investment-Related; 03/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours / VOF Associates LLC; Co-owner; Manage Ameriprise Business; 7 Maple Leaf Drive Suite 100, , Greensboro, NC, 27410; Investment-Related; 03/03/2025; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; CruzMill Inc.; Owner; Manage advisory business; 3350 Old Barn Road, , Greensboro, NC, 27410; Investment-Related; 08/05/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-17
  • S66 Uniform Combined State Law Examination
    2008-09-17

View on SEC IAPD

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