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George H Elias

LPl Financial LLC

Novato, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-25
CA RA APPROVED 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • CA RA
    APPROVED
    Since 2025-05-15

Branch Locations

7333 Redwood Blvd, Novato, CA 94945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Rosa CA 02/2011 04/2017
Bank Of America, N.A. Santa Rosa CA 02/2011 04/2017
Sorrento Pacific Financial, Llc San Diego CA 04/2017 05/2025
Lpl Financial Llc Santa Rosa CA 05/2025 Present
Previous Registrations
  • 2017-04-05 → 2025-05-15
    Sorrento Pacific Financial, Llc
    Larkspur, CA
    Redwood, CA
    San Diego, CA
    San Rafeal, CA
    Mill Valley, CA
    San Rafael, CA
    San Francisco, CA
    San Anselmo, CA
    San Rafael, CA
    San Rafael, CA
    Sausolito, CA
    Novato, CA
    Mill Valley, CA
    Livermore, CA
    Livermore, CA
    Martinez, CA
    Pleasanton, CA
    Sacramento, CA
    Rancho Cordova, CA
    Walnut Creek, CA
    Sacramento, CA
    Concord, CA
    Pleasanton, CA
    Vacaville, CA
    Walnut Creek, CA
    Concord, CA
    Benicia, CA
    Grass Valley, CA
    Fairfield, CA
    Fairfield, CA
    Vallejo, CA
    Martinez, CA
    Penn Valley, CA
    Rohnert Park, CA
    Petaluma, CA
    Petaluma, CA
    American Canyon, CA
    Santa Rosa, CA
  • 2011-03-07 → 2017-04-05
    Santa Rosa, CA
  • 2009-06-01 → 2010-01-25
    Concord, CA
  • 2008-06-23 → 2009-06-01
    Morgan Stanley & Co. Llc
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20
Other Names
  • George Henry Elias
  • George Henry Elias

View on SEC IAPD

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