George H Elias

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
• 02/2011 → 04/2017
  Bank Of America, N.A.
  Santa Rosa, CA
• 04/2017 → 05/2025
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Santa Rosa, CA

Previous Registrations

• 2017-04-05 → 2025-05-15
  Sorrento Pacific Financial, Llc
  Larkspur, CA
  Redwood, CA
  San Diego, CA
  San Rafeal, CA
  Mill Valley, CA
  San Rafael, CA
  San Francisco, CA
  San Anselmo, CA
  San Rafael, CA
  San Rafael, CA
  Sausolito, CA
  Novato, CA
  Mill Valley, CA
  Livermore, CA
  Livermore, CA
  Martinez, CA
  Pleasanton, CA
  Sacramento, CA
  Rancho Cordova, CA
  Walnut Creek, CA
  Sacramento, CA
  Concord, CA
  Pleasanton, CA
  Vacaville, CA
  Walnut Creek, CA
  Concord, CA
  Benicia, CA
  Grass Valley, CA
  Fairfield, CA
  Fairfield, CA
  Vallejo, CA
  Martinez, CA
  Penn Valley, CA
  Rohnert Park, CA
  Petaluma, CA
  Petaluma, CA
  American Canyon, CA
  Santa Rosa, CA
• 2011-03-07 → 2017-04-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Rosa, CA
• 2009-06-01 → 2010-01-25
  Morgan Stanley
  Concord, CA
• 2008-06-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Concord, CA

Exams

• S66 Uniform Combined State Law Examination
  2008-06-20

Other Names

• George Henry Elias
• George Henry Elias