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Daniel Joseph Florence

J.P. Morgan Securities LLC

Portland, OR

Portland, OR

CRD 5504772

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-19
OR RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-05-19
  • OR RA
    APPROVED
    Since 2012-10-01

Branch Locations

1035 Nw Lovejoy St, Portland, OR 97209 • United States

947 Sw Broadway, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Portland OR 10/2012 Present
Previous Registrations
  • 2010-11-08 → 2012-10-01
    Chase Investment Services Corp.
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
  • 2008-08-07 → 2010-10-20
    Waddell & Reed
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
  • S66 Uniform Combined State Law Examination
    2008-07-11
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Daniel Florence

View on SEC IAPD

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Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

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