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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
Bagdad, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L.LYons, Llc | Louisville | KY | 03/2008 | 02/2018 |
| J.J.B. Hilliard, W.L. Lyons Llc | Louisville | KY | 02/2018 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
LM SUGARBUSH, MAPLE SYRUP FARM, NON-INVEST RELATED, 321 NORTH GARRISON HOLLOW RD, SALEM INDIANA 47167, MAKING MAPLE SYRUP, WORKER, 1/2010, 40 HRS/MONTH AND 0 DURING TRADING HRS, DUITES INCLUDE MAKING MAPLE SYRUP, COOKING DURING FESTIVAL UPKEEP ON FARM, DELIVERIES, BOTTLING, ETC. FIDUCIARY AND POA FOR RELATIVE'S ACCOUNTS, JOEL AND DEE DEMING, START DATE 11/12/2018, 5 HRS/MO, 0 HRS/MOTRADING. Name/Address: Grace Lutheran Church - Youth Group 1787 Klerner Ln New Albany IN 47150 Start Date: 8/1/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Group Treasurer Non Investment Related Name/Address: Double Shot Farm LLC 4761 ELmburg Rd Bagdad KY 40003 Start Date: 9/17/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-10 |
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