Best Investors Account Sign in

Scott A Latzke

Ameriprise Financial Services, LLC

Mequon, WI

Cedarburg, WI

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-07
WI RA APPROVED 2016-10-07
  • TX RA
    APPROVED
    Since 2016-10-07
  • WI RA
    APPROVED
    Since 2016-10-07

Branch Locations

11039 N Towne Square Rd Ste 1, Mequon, WI 53092 • United States

Cedarburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Mequon WI 04/2007 10/2016
Morgan Stanley Smith Barney Madison WI 06/2009 10/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2016
Ameriprise Financial Services, Inc. Brookfield WI 10/2016 03/2020
Ameriprise Financial Services, Llc Mequon WI 03/2020 Present
  • 04/2007 → 10/2016
    Morgan Stanley & Co., Incorporated
    Mequon, WI
  • 06/2009 → 10/2016
    Morgan Stanley Smith Barney
    Madison, WI
  • 01/2015 → 10/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Brookfield, WI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Mequon, WI
Previous Registrations
  • 2009-06-01 → 2016-10-21
    Morgan Stanley
    Mequon, WI
    Middleton, WI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Madison, WI
    Mequon, WI
  • 2003-12-02 → 2007-02-26
    Morgan Stanley Dw Inc.
    Mequon, WI
    Mequon, WI
  • 2001-08-06 → 2003-11-24
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

Independent Insurance Brokering; Banner Life; 05/31/2018; Fixed Annuity / Integrity Life Insurance Company; 08/10/2018; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-23
S63 Uniform Securities Agent State Law Examination 2000-04-28
  • S65 Uniform Investment Adviser Law Examination
    2001-07-23
  • S63 Uniform Securities Agent State Law Examination
    2000-04-28
Other Names
  • Scott A Latzke
  • Scott Allen Latzke

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.
OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI

More in Mequon, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor