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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

El Paso, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank El Paso TX 03/2015 06/2017
Jp Morgan Securities Llc El Paso TX 03/2015 06/2017
American Enterprises El Paso TX 10/2008 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Paso TX 02/2019 09/2019
Bank Of America, N.A. El Paso TX 02/2019 09/2019
First National 1870 Las Cruces NM 06/2017 02/2018
Hub International Insurance Las Cruces NM 02/2018 12/2018
Sunflower Bank Las Cruces NM 06/2017 02/2018
Kohl's El Paso TX 09/2018 12/2018
Gwfs Equities, Inc. Greenwood Village CO 09/2019 Present
  • 03/2015 → 06/2017
    Jp Morgan Chase Bank
    El Paso, TX
  • 03/2015 → 06/2017
    Jp Morgan Securities Llc
    El Paso, TX
  • 10/2008 → 10/2018
    American Enterprises
    El Paso, TX
  • 02/2019 → 09/2019
    El Paso, TX
  • 02/2019 → 09/2019
    Bank Of America, N.A.
    El Paso, TX
  • 06/2017 → 02/2018
    First National 1870
    Las Cruces, NM
  • 02/2018 → 12/2018
    Hub International Insurance
    Las Cruces, NM
  • 06/2017 → 02/2018
    Sunflower Bank
    Las Cruces, NM
  • 09/2018 → 12/2018
    Kohl's
    El Paso, TX
  • 09/2019 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
Previous Registrations
Other Businesses

1] Home Inspection Masters / Owner. Home inspections. 2] El Paso Citizens Police Academy Alumni Association / Public Information Officer. Volunteer position maintaining website, posting information on social media and organizing events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-06
S63 Uniform Securities Agent State Law Examination 2014-01-09
  • S66 Uniform Combined State Law Examination
    2019-05-06
  • S63 Uniform Securities Agent State Law Examination
    2014-01-09
Other Names
  • Jose A Rivera
  • Jose A Rivera
  • Jose Antonio Rivera
  • Antonio A Rivera
  • Antonio Rivera
  • Jose A Rivera
  • Jose Antonio Rivera Perez
  • Jose Antonio Rivera
  • Jose Rivera

View on SEC IAPD

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