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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-18
PA RA APPROVED 2011-08-09
  • TX RA
    APPROVED_RES
    Since 2013-11-18
  • PA RA
    APPROVED
    Since 2011-08-09

Branch Locations

1 W 3Rd St, Williamsport, PA 17701 • United States

Montoursville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsport PA 05/2011 Present
Bank Of America, N.A. Williamsport PA 07/2011 Present
Other Businesses

I*110561For profit or not for profit: For-Profit OrganizationName of outside business organization: Inflection Energy LLCInvestment related: NAddress of business:Dever, Colorado 80202Nature of business: LLC,Position, title, association: Participant, Start date of relationship: 1/1/2014Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Oil & Gas Lease on my personal residence.I*126011For profit or not for profit: For-Profit OrganizationName of outside business organization: Program 15 BaseballInvestment related: NAddress of business: Cypress, Texas 77433Nature of business: LLC,Position, title, association: Part-Time, Start date of relationship: 8/1/2019Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Baseball instruction / campsI*1329262For profit or not for profit: Name of outside business organization: ERTCAInvestment related: NAddress of business: State College, Pennsylvania, 16803, United StatesNature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/5/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Emergency Response Training, serve as a board member I*4565322 Entity Type: N/A Name of OBA: Upper Fairfield Township / Lycoming County Republican Comiteeman Address: Williamsport, Pennsylvania, 17701 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-03
S63 Uniform Securities Agent State Law Examination 2008-05-05
  • S66 Uniform Combined State Law Examination
    2011-08-03
  • S63 Uniform Securities Agent State Law Examination
    2008-05-05

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