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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-18 |
| PA | RA | APPROVED | 2011-08-09 |
Branch Locations
1 W 3Rd St, Williamsport, PA 17701 • United States
Montoursville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsport | PA | 05/2011 | Present |
| Bank Of America, N.A. | Williamsport | PA | 07/2011 | Present |
I*110561For profit or not for profit: For-Profit OrganizationName of outside business organization: Inflection Energy LLCInvestment related: NAddress of business:Dever, Colorado 80202Nature of business: LLC,Position, title, association: Participant, Start date of relationship: 1/1/2014Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Oil & Gas Lease on my personal residence.I*126011For profit or not for profit: For-Profit OrganizationName of outside business organization: Program 15 BaseballInvestment related: NAddress of business: Cypress, Texas 77433Nature of business: LLC,Position, title, association: Part-Time, Start date of relationship: 8/1/2019Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Baseball instruction / campsI*1329262For profit or not for profit: Name of outside business organization: ERTCAInvestment related: NAddress of business: State College, Pennsylvania, 16803, United StatesNature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/5/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Emergency Response Training, serve as a board member I*4565322 Entity Type: N/A Name of OBA: Upper Fairfield Township / Lycoming County Republican Comiteeman Address: Williamsport, Pennsylvania, 17701 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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