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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-31
NJ RA APPROVED 2012-06-20
  • TX RA
    APPROVED
    Since 2017-08-31
  • NJ RA
    APPROVED
    Since 2012-06-20

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Freehold NJ 03/2012 Present
Bank Of America, N.A. Freehold NJ 07/2011 Present
  • 03/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Freehold, NJ
  • 07/2011 → Present
    Bank Of America, N.A.
    Freehold, NJ
Other Businesses

I*103711 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY 3 INVESTMENT RELATED: NO ADDRESS OF BUSINESS: PERTH AMBOY, NEW JERSEY 8861 NATURE OF BUSINESS: OTHER, JOINT OWNERSHIP POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/24/2017 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: JUST OWNER- PROPERTY MANAGER TAKES CARE OF EVERYTHING ELSE I*5756 For profit or not for profit: Name of outside business organization: Investment Property Investment related: No Address of business: Freehold, New Jersey 7728 Nature of business: Investment Property Position, title, association: Owner Start date of relationship: 1/1/2018 Number of hours devoted: 2 hours Number of hours devoted during trading hours: 0 Duties: Owner of investment property I*102703 For profit or not for profit: For-Profit Organization Name of outside business organization: Answer Key LLC Investment related: No Address of business: Manalapan, New Jersey 07726 Nature of business: LLC Position, title, association: Owner Start date of relationship: 3/1/2017 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: No tasks or responsibilities I*510891 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: No Address of business: Lawrenceville, New Jersey, 08648 Position, title, association: Co-owner with other family members, Start date of relationship: Number of hours devoted: 25 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*927756 For profit or not for profit: Rental Property Name of outside business organization: Rental Property 2 Investment related: No Address of business: South River, New Jersey, 08882 Position, title, association: Co-owner with other family members Start date of relationship: 7/29/2022 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental property I*: 2198401 Entity Type: Rental Property Name of OBA: Rental Property 3 Address: Little Egg Harbor, NJ 08087 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 02/18/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 2011-06-30
  • S66 Uniform Combined State Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    2011-06-30
Other Names
  • Valbona Capri

View on SEC IAPD

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