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Brenda Joyce Sims

T. Anton Investment House, Inc.

Madison, WI

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Current Employers
T. Anton Investment House, Inc.

708 Heartland Trail Suite #3000, Madison, WI 53717-2174 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-09-05
  • WI RA
    APPROVED
    Since 2020-09-05

Branch Locations

708 Heartland Trail Suite #3000, Madison, WI 53717-2174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Anton Investment House, Inc. Middleton WI 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-05
S63 Uniform Securities Agent State Law Examination 2009-08-27
  • S65 Uniform Investment Adviser Law Examination
    2020-09-05
  • S63 Uniform Securities Agent State Law Examination
    2009-08-27

View on SEC IAPD

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