Neil B Mohaghegh

Current Employers

Employment History

• 07/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
• 07/2014 → Present
  Bank Of America N.A.
  Seattle, WA

Previous Registrations

• 2012-10-01 → 2013-12-31
  J.P. Morgan Securities Llc
  Edmonds, WA
  Freeland, WA
  Mukilteo, WA
• 2009-10-23 → 2012-10-01
  Chase Investment Services Corp.
  Bothell, WA
  Edmonds, WA
  Seattle, WA
  Edmonds, WA
• 2008-05-05 → 2009-06-12
  Equitable Advisors, Llc
  Bellevue, WA

Other Businesses

I*97463FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: INTEND TO SET UP LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:SEATTLE, WASHINGTON 98125NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/31/2016NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: IMPORTING FURNITURE FROM VIETNAM AND DISTRIBUTING IN THE UNITED STATES OF AMERICA. I*3159264, Entity Type Non-profit, Name of OBA: Alderidge FC Arctic WolvesAddress: BothellWashington98011 Investment Related: No Position, Title, Association: Officer Employee Start Date:01/01/2026 No Hours: 3 weekly No Hours during trading: 0 Duties:President and Coach leading practices and games as a volunteer with no compensation. Helping to enter tournaments and organizing parents and kids to get schedules and times to meet. Non-profit Youth Sports Club for Soccer Ages 7-10

Exams

• S66 Uniform Combined State Law Examination
  2008-05-02

Other Names

• Neil Mohaghegh
• Neil Bejhan Mohaghegh