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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-15 |
| WA | RA | APPROVED | 2023-08-15 |
Branch Locations
601 W. Main Ave Suite 1300, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spokane Hoopfest Association | Spokane | WA | 04/2014 | 11/2021 |
| Baxter Healthcare Corporation | Deerfield | IL | 12/2021 | 05/2023 |
| Blueprint Sports | Las Vegas | NV | 12/2021 | Present |
| City Of Spokane, Parks & Recreation | Spokane | WA | 01/2023 | Present |
| D.A. Davidson Companies | Spokane | WA | 06/2023 | Present |
1) NON INVESTMENT RELATED. INDEPENDENT CONTRATOR WITH IMG, INC DOING RADIO MEDIA / COMMENTARY FOR THE GONZAGA UNIVERSITY MEN'S BASKETBALL PROGRAM, APPROXIMATELY 3 HOURS PER WEEK. 2) COR INSTITUTE, LLC; INVESTMENT RELATED; SPOKANE, WA; PASSIVE OWNER; START 4/1/21; 0 HR/WK, NO TIME DEVOTED DURING SECURITIES TRADING HOURS; 10% PASSIVE OWNER IN COMMERCIAL REAL ESTATE GROUP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-14 |
| S65 | Uniform Investment Adviser Law Examination | 2012-01-05 |
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