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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| PA | RA | APPROVED | 2022-12-09 |
Branch Locations
835 Springdale Drive Suite 204, Exton, PA 19341 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Warren Financial Service | Exton | PA | 03/2008 | 11/2022 |
| Raymond James Financial Services, Inc. | Exton | PA | 12/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Exton | PA | 12/2022 | Present |
(1)Name of Business: Address: 835 Springdale Dr Ste 204, Exton, PA, 19341-2833, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 03/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist clients inputting their income and deduction data into a tax preparation software. (2)Name of Business: Brandywine Valley Financial Services, LLC Address: 835 Springdale Dr Ste 204, Exton, PA, 19341-2833, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/09/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor and wealth manager responsible for working with clients to develop financial plans to set goals, develop investment strategy and implement the strategy through investment selection. (3)Name of Business: LLC will be formed contingent on approval Address: 512 Anthem Ln, Coatesville, PA, 19320, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-28 |
| S65 | Uniform Investment Adviser Law Examination | 2008-06-18 |
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