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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-30
MD RA APPROVED 2022-06-06
TX RA APPROVED_RES 2016-07-12
VA RA APPROVED 2016-07-11
  • FL RA
    APPROVED
    Since 2022-11-30
  • MD RA
    APPROVED
    Since 2022-06-06
  • TX RA
    APPROVED_RES
    Since 2016-07-12
  • VA RA
    APPROVED
    Since 2016-07-11

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Vienna VA 07/2016 Present
Previous Registrations
Other Businesses

1)Golf Pros Beating Cancer / 121 SInegar Place Potomac Falls,Virginia 20165 / Foundation/ Charities, Cultural, Educational & Political Organisations / To host a charity golf tournament to raise funds to support a elanoma cancer clinical research trial / Member of Board of Directors / / To help steer the committee that hosts the fundraiser golf tournament / Start Date 1/1/05 / 2)I*87896 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WINGS OF HOPE INVESTMENT RELATED: N ADDRESS OF BUSINESS: ASHBURN, VIRGINIA 20165 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 42315 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE WINGS OF HOPE GALA IS A FUNDRAISER SET UP TO RAISE FUNDS FOR THE MELANOMA RESEARCH FOUNDATION. IT IS AN ANNUAL EVENT IN ITS 7TH YEAR. I AM A STAGE IV MELANOMA SURVIROR. I'VE BEEN ASKED TO BE ON THE BOARD OF DIRECTORS TO HELP WITH AWARENESS. 3) PGA Champions Tour/ investment related?: / Ponte Vedra Beach, Florida, 32082/Hosting professional golf tournaments/ start date: 2/13/2022/ time reqd during trading hours?: yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-21
  • S66 Uniform Combined State Law Examination
    2008-05-21
Other Names
  • Michael Muehr

View on SEC IAPD

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