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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-02-28
  • MS RA
    APPROVED
    Since 2022-02-28

Branch Locations

2718 West Oxford Loop Ste 180, Oxford, MS 38655 • United States

Oxford, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig/Valic Financial Advisors, Inc. Ridgeland MS 06/2010 02/2022
Massmutual Life Insurance Company Oxford MS 12/2021 Present
Mml Investors Services, Llc Oxford MS 02/2022 Present
  • 06/2010 → 02/2022
    Aig/Valic Financial Advisors, Inc.
    Ridgeland, MS
  • 12/2021 → Present
    Massmutual Life Insurance Company
    Oxford, MS
  • 02/2022 → Present
    Oxford, MS
Previous Registrations
Other Businesses

NAME: STIRLING ADVISORS LLC INV REL: Y ADD: RESIDENTIAL NATURE: PASS THROUGH ENTITY FOR TAX REPORTING PURPOSES ONLY POSITION: OWNER START DATE: 7/13/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: NO DUTIES. FOR TAX REPORTING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-22
  • S66 Uniform Combined State Law Examination
    2009-01-22
Other Names
  • William Pittman

View on SEC IAPD

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