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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| MO | RA | APPROVED | 2012-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Kansas City | MO | 03/2016 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2016 | Present |
1. WOODBRIDGE LANE LLC, OWNER; PASSIVE HOLDER OF BUSINESS INTERESTS; INVESTMENT RELATED; START DATE: 04/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; KANSAS CITY, MO 2. ANGOLD PROPERTIES LLC, OWNER; REAL ESTATE; PASSIVE INVESTOR; START DATE: 04/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; KANSAS CITY, MO 3.ROCKHURST HIGHSCHOOL, INVESTMENT COMMITTEE MEMBER; START DATE; 06/2016; KANSAS CITY, MO; DURING BUSINESS HOURS-.01; AFTER BUSINESS HOURS-.01; INVESTMENT RELATED 4. *407839 - Angold Family QOF LLC; Investment related - Yes; Kansas City; Missouri; Investment/Finance/Banking; Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 0; Investment Decisions/Advice, Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-19 |
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