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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-13 |
| NE | RA | APPROVED | 2025-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Omaha | NE | 04/2015 | 07/2017 |
| Td Ameritrade | Omaha | NE | 07/2017 | 09/2018 |
| State Farm (Dba James Murphy State Farm) | Omaha | NE | 09/2018 | 02/2019 |
| Get Smart Professional Learning Center (Finra/Doi Exam Prep) | Omaha | NE | 06/2014 | 10/2017 |
| State Farm Vp Management Corp (Dba James Murphy State Farm) | Omaha | NE | 05/2019 | 03/2020 |
| Corecap Advisors/Corecap Investments (Dba Integrity Financial) | Southfield | MI | 04/2020 | 06/2021 |
| The Leaders Group Inc (Dba Integrity Financial) | Littleton | CO | 07/2021 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Omaha | NE | 05/2025 | Present |
| Bank Of America, N.A. | Omaha | NE | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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