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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-13
NE RA APPROVED 2025-06-10
  • TX RA
    APPROVED_RES
    Since 2025-06-13
  • NE RA
    APPROVED
    Since 2025-06-10

Branch Locations

4358 Dodge St, Omaha, NE 68131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Omaha NE 04/2015 07/2017
Td Ameritrade Omaha NE 07/2017 09/2018
State Farm (Dba James Murphy State Farm) Omaha NE 09/2018 02/2019
Get Smart Professional Learning Center (Finra/Doi Exam Prep) Omaha NE 06/2014 10/2017
State Farm Vp Management Corp (Dba James Murphy State Farm) Omaha NE 05/2019 03/2020
Corecap Advisors/Corecap Investments (Dba Integrity Financial) Southfield MI 04/2020 06/2021
The Leaders Group Inc (Dba Integrity Financial) Littleton CO 07/2021 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Omaha NE 05/2025 Present
Bank Of America, N.A. Omaha NE 07/2025 Present
  • 04/2015 → 07/2017
    Bancwest Investment Services
    Omaha, NE
  • 07/2017 → 09/2018
    Td Ameritrade
    Omaha, NE
  • 09/2018 → 02/2019
    State Farm (Dba James Murphy State Farm)
    Omaha, NE
  • 06/2014 → 10/2017
    Get Smart Professional Learning Center (Finra/Doi Exam Prep)
    Omaha, NE
  • 05/2019 → 03/2020
    State Farm Vp Management Corp (Dba James Murphy State Farm)
    Omaha, NE
  • 04/2020 → 06/2021
    Corecap Advisors/Corecap Investments (Dba Integrity Financial)
    Southfield, MI
  • 07/2021 → 05/2025
    The Leaders Group Inc (Dba Integrity Financial)
    Littleton, CO
  • 05/2025 → Present
    Omaha, NE
  • 07/2025 → Present
    Bank Of America, N.A.
    Omaha, NE
Previous Registrations
  • 2021-07-14 → 2025-05-28
    Omaha, NE
    Summit, NJ
    Council Bluffs, IA
    Omaha, NE
  • 2020-04-23 → 2021-04-01
    Southfield, MI
    Council Bluffs, IA
  • 2017-07-20 → 2018-09-07
    Td Ameritrade, Inc.
    Omaha, NE
  • 2017-07-20 → 2018-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2015-05-12 → 2017-07-18
    Bancwest Investment Services, Inc.
    Harlan, IA
    Woodbine, IA
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    La Vista, NE
    Fremont, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2011-12-05 → 2014-06-05
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-28
S63 Uniform Securities Agent State Law Examination 2008-05-05
  • S66 Uniform Combined State Law Examination
    2011-11-28
  • S63 Uniform Securities Agent State Law Examination
    2008-05-05
Other Names
  • James M Murphy
  • James M Murphy
  • J Murphy Jr
  • James Michael Murphy
  • James Michael Murphy

View on SEC IAPD

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