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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
GA RA APPROVED 2014-06-17
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • GA RA
    APPROVED
    Since 2014-06-17

Branch Locations

1900 Scenic Highway, Snellville, GA 30078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Douglasville GA 06/2014 Present
Cetera Investment Advisers Llc Douglasville GA 06/2014 Present
Cetera Investment Services Llc St.CLoud MN 06/2014 Present
  • 06/2014 → Present
    Regions Bank
    Douglasville, GA
  • 06/2014 → Present
    Douglasville, GA
  • 06/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
Previous Registrations
  • 2012-11-08 → 2014-06-11
    Cuna Brokerage Services, Inc.
    Tucker, GA
    Duluth, GA
  • 2009-01-21 → 2012-06-12
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Martinsville, VA
    Collinsville, VA
Other Businesses

1.)BOYS & GIRLS CLUB OF METRO ATLANTA. BOARD MEMBER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-17
S63 Uniform Securities Agent State Law Examination 2008-04-14
  • S66 Uniform Combined State Law Examination
    2009-01-17
  • S63 Uniform Securities Agent State Law Examination
    2008-04-14
Other Names
  • L Jacob Woodall

View on SEC IAPD

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