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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| GA | RA | APPROVED | 2014-06-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Douglasville | GA | 06/2014 | Present |
| Cetera Investment Advisers Llc | Douglasville | GA | 06/2014 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 06/2014 | Present |
1.)BOYS & GIRLS CLUB OF METRO ATLANTA. BOARD MEMBER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-14 |
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