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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-24 |
Branch Locations
1550 Richmond Road, Staten Island, NY 10304 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
475 Forest Avenue, Staten Island, NY 10301 • United States
2655 Richmond Avenue, Staten Island, NY 10314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Brooklyn | NY | 05/2015 | 03/2018 |
| Northfield Bank | Brooklyn | NY | 03/2018 | 04/2019 |
| Lpl Financial Llc | Brooklyn | NY | 03/2018 | 04/2019 |
| Citigroup | Staten Island | NY | 04/2019 | 01/2023 |
| Santander Bank, Na | Boston | MA | 01/2023 | Present |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
Rental Property - Newark, NJ; Investment-related; Affiliation started 07/26/2019; Title/Duties: Owner; 1 hour per month devote to other business/0 hour per month during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-16 |
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