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Xi Wang

Morgan Stanley

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-19
TX RA APPROVED 2020-06-19
  • CA RA
    APPROVED
    Since 2020-06-19
  • TX RA
    APPROVED
    Since 2020-06-19

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. San Mateo CA 08/2016 03/2018
Hsbc Securities (Usa) Inc. San Mateo CA 03/2018 06/2020
Hsbc Bank Usa, N.A. San Matel CA 03/2018 06/2020
Morgan Stanley Smith Barney Llc Cupertino CA 06/2020 Present
Morgan Stanley Private Bank, N.A New York NY 11/2020 Present
  • 08/2016 → 03/2018
    Hsbc Bank Usa, N.A.
    San Mateo, CA
  • 03/2018 → 06/2020
    Hsbc Securities (Usa) Inc.
    San Mateo, CA
  • 03/2018 → 06/2020
    Hsbc Bank Usa, N.A.
    San Matel, CA
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Cupertino, CA
  • 11/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-17
  • S66 Uniform Combined State Law Examination
    2009-08-17
Other Names
  • Sheila Wang

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
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