Ryan Peter Maksimovich

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 02/2018
  Scottrade, Inc.
  Saint Louis, MO
• 02/2018 → 10/2020
  Td Ameritrade, Inc.
  St. Louis, MO
• 02/2018 → 10/2020
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 10/2020 → Present
  Oppenheimer & Co. Inc.
  St. Louis, MO

Previous Registrations

• 2018-02-27 → 2020-10-05
  Td Ameritrade, Inc.
  St. Louis, MO
• 2018-02-26 → 2020-10-05
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  St Louis, MO
• 2016-05-25 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2015-01-02 → 2016-05-25
  Wells Fargo Advisors Financial Network, Llc
  St. Louis, MO
• 2011-04-27 → 2016-05-25
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  St. Louis, MO
• 2011-06-15 → 2014-12-09
  Wells Fargo Advisors Financial Network, Llc
  St. Louis, MO
• 2008-11-06 → 2009-10-19
  Waddell & Reed
  Edmond, OK

Exams

• S66 Uniform Combined State Law Examination
  2008-11-05

Other Names

• Ryan Peter Maksimovich
• Ryan Maksimovich