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Ryan Peter Maksimovich

Oppenheimer & Co. Inc.

St. Louis, MO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-10-06
  • MO RA
    APPROVED
    Since 2020-10-06

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Saint Louis MO 05/2016 02/2018
Td Ameritrade, Inc. St. Louis MO 02/2018 10/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2020
Oppenheimer & Co. Inc. St. Louis MO 10/2020 Present
  • 05/2016 → 02/2018
    Scottrade, Inc.
    Saint Louis, MO
  • 02/2018 → 10/2020
    Td Ameritrade, Inc.
    St. Louis, MO
  • 02/2018 → 10/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2020 → Present
    Oppenheimer & Co. Inc.
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-05
  • S66 Uniform Combined State Law Examination
    2008-11-05
Other Names
  • Ryan Peter Maksimovich
  • Ryan Maksimovich

View on SEC IAPD

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