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Carol Amelia Hoffman

The Mather Group, LLC

Cincinnati, OH

Chicago, IL

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-05-26
  • OH RA
    APPROVED
    Since 2023-05-26

Branch Locations

10300 Alliance Rd Suite 460, Cincinnati, OH 45242 • United States

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clear Perspectives Financial Planning, Llc Cincinnati OH 02/2008 05/2023
The Mather Group, Llc. Cincinnati OH 05/2023 Present
  • 02/2008 → 05/2023
    Clear Perspectives Financial Planning, Llc
    Cincinnati, OH
  • 05/2023 → Present
    The Mather Group, Llc.
    Cincinnati, OH
Previous Registrations
  • 2008-03-18 → 2023-06-30
    Clear Perspectives Financial Planning, Llc
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-29
  • S65 Uniform Investment Adviser Law Examination
    2007-12-29
Designations
Other Names
  • Carol A Hoffman
  • Carol A "Mi Only" Hoffman

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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