Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-15
  • TX RA
    APPROVED
    Since 2022-07-15

Branch Locations

1226 Golden Key Circle, El Paso, TX 79925 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1226 Golden Key Circle, El Paso, TX 79925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swbc Investment Services San Antonio TX 03/2009 06/2022
Tfcu El Paso TX 07/2022 Present
Lpl Financial Llc El Paso TX 07/2022 Present
  • 03/2009 → 06/2022
    Swbc Investment Services
    San Antonio, TX
  • 07/2022 → Present
    Tfcu
    El Paso, TX
  • 07/2022 → Present
    El Paso, TX
Previous Registrations
  • 2009-03-11 → 2022-06-20
    San Antonio, TX
    El Paso, TX
    El Paso, TX
  • 2008-11-10 → 2009-01-28
    Bbva Compass Investment Solutions, Inc
    El Paso, TX
  • 2008-06-24 → 2008-11-03
    Wells Fargo Investments, Llc
    El Paso, TX
Other Businesses

1) 7/2022- Mammoth Rock Investments - DBA for LPL Business (entity for LPL business)- at reported business loation(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor