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Richard Michael Massingill

Empower Advisory Group, LLC

Greenwood Village, CO

Pace, FL

CRD 5497279

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-28
  • FL RA
    APPROVED
    Since 2022-01-28

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Pace, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Inc. Jacksonville FL 03/2008 07/2019
Bank Of America, Na Jacksonville FL 12/2009 07/2019
Unemployed Yulee FL 07/2019 11/2019
Gwfs Equities, Inc Greenwood Village CO 11/2019 Present
  • 03/2008 → 07/2019
    Merrill Lynch, Pierce, Fenner &Amp; Smith Inc.
    Jacksonville, FL
  • 12/2009 → 07/2019
    Bank Of America, Na
    Jacksonville, FL
  • 07/2019 → 11/2019
    Unemployed
    Yulee, FL
  • 11/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
  • 2008-08-20 → 2019-07-09
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Pennington, NJ
    Jacksonville, FL
    Jacksonville, FL
    Pennington, NJ
    Jacksonville, FL
    New York, NY
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Other Names
  • Richard Michael Massingill Jr
  • Richard M. Massingill
  • Richard Michael Massingill

View on SEC IAPD

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Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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