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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-05-07 |
Branch Locations
6995 S Union Park Ctr Ste 300, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Salt Lake City | UT | 11/2009 | 07/2019 |
| Mml Investor Services Inc | Salt Lake City | UT | 01/2010 | 07/2019 |
| Lpl Financial, Llc | Cottonwood Heights | UT | 07/2019 | Present |
1. 7/30/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non Variable Insurance - Started 1/2014 - 15 Hours Per Month During Securities Trading. 2. 8/20/2019 - Inter-mountain Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/2014. 3. 3/17/2021 - No Business Name - Investment Related - 11038 Foxmoor Drive, Sandy UT 84092 - Real Estate Rental - Started 04/01/2021 - 2 Hours Per Month/1 Hour During Securities Trading - Management of residential rental property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-01 |
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