Christopher H Cole

Current Employers

Employment History

• 02/2012 → 03/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2023 → Present
  Lpl Financial
  Provo, UT
• 03/2023 → Present
  Cole Financial Advisors, Inc.
  Provo, UT

Previous Registrations

• 2012-03-28 → 2023-03-08
  Cetera Wealth Services, Llc
  Provo, UT

Other Businesses

1) 12/2022 - Cole Financial Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Inv. Related - Provo, Utah 2) 12/2022 - INNOVATIVE MORTGAGE ALLIANCE - Mortgage/Real Estate Services - Inv. Related - 2401 S 450 EAST SUITE F1 DRAPER UT 84020 - Licensed mortgage of officer - Start Date 11/25/2020 - 5hrs/month 3) 3/10/2023 - Cole Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 160 Hours Per Month/80 Hours During Securities Trading - Time Spent 99% - I provide investment advisory services through Cole Financial Advisors, Inc., an independent investment advisor firm. I started this business activity in 1/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 3/10/2023 - Cole Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 01/02/2012 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 99%

Exams

• S66 Uniform Combined State Law Examination
  2012-03-17

Designations

Other Names

• Chris Cole
• Christopher Hyrum Cole