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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-18 |
| WA | RA | APPROVED | 2026-05-18 |
Branch Locations
600 University St Ste 1328, Seattle, WA 98101 • United States
600 University Street Suite 1328, Seattle, WA 98101 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2008 | 05/2026 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 03/2009 | 05/2026 |
| Lpl Financial Llc | Seattle | WA | 05/2026 | Present |
| Emerald Wealth Management | Seattle | WA | 05/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2015 | 05/2026 |
1. 04/2026 - TRAUTMANN WMC LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Kirkland, WA, 98034 – OBA Start Date: 01/01/2020 2. 04/2026 - SHAUTMANN LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Kirkland, WA, 98034 – OBA Start Date: 01/01/2020 3. 04/2026 - EMERALD WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Seattle, WA, 98101 – OBA Start Date: 5/18/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-11 |
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