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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-05-04 |
Branch Locations
300 High Street 7Th Floor, Hamilton, OH 45012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | West Chester | OH | 05/2012 | Present |
| Raymond James Financial Services Advisors Inc. | West Chester | OH | 05/2012 | Present |
| First Financial Bank | West Chester | OH | 04/2012 | Present |
| Yellow Cardinal Brokerage Services | Chester | OH | 06/2019 | Present |
(1)Name of Business: Yellow Cardinal Brokerage Services Address: 9120 Union Centre Blvd Ste 200, West Chester, OH, 45069, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Brokerage and compliance administrator working with Raymond James Financial Advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-18 |
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