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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2021-01-26 |
| TX | RA | APPROVED_RES | 2020-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2015 | 05/2020 |
| Ameriprise Financial Services, Llc | Melville | NY | 05/2020 | Present |
Independent Insurance Brokering; UNited Helath Care Oxford; 10/01/2019; Health / Aetna; 10/01/2019; . Business Ownership; Fusaro Cerrato Enterprise, LLC; 50% Owner; Account for proceeds from advisory business; 24 Old Dock Road, , Kings Park, NY, 11754; Not Investment-Related; 05/01/2020; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-18 |
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