Lisa Quach

Current Employers

Employment History

• 07/2016 → Present
  Jp Morgan Securities Llc
  San Gabriel, CA

Previous Registrations

• 2014-12-09 → 2016-07-22
  Strategic Advisers Llc
  Pasadena, CA
• 2011-10-17 → 2014-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alhambra, CA
  Fullerton, CA
  Los Angeles, CA
  Alhambra, CA
  Pasadena, CA
  Los Angeles, CA
• 2009-01-05 → 2010-01-20
  Citigroup Global Markets Inc.
  Covina, CA
  San Francisco, CA

Other Businesses

Entity Name: Lisa Quach & Samson Tam Investment related: N Address: Owens Cross Roads, AL 35763 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/17/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hired Property Manager to manage this property. I just receive rental income and talk to property manager when necessary. Responsibilities are not similar to JPMC role. Entity Name: Lisa Quach & Samson Tam Investment related: N Address: , Harvest, AL 35749 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/20/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: owner of rental property. not similar to role in jpmc. hired outside property manager to manage property ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / CO-LANDLORD - RENTAL PROPERTY START DATE: 10/3/2015 ADDRESS: 1640 SAN LEANDRO, CA DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/1/2016 ADDRESS: 11502 EL MONTE, CA DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2008-11-22

Designations