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1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-10 |
Branch Locations
1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 10/2003 | 11/2018 |
| Bbva Securities Inc. | San Antonio | TX | 05/2013 | 11/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 05/2007 | 11/2018 |
| Frost Bank | San Antonio | TX | 12/2018 | 11/2019 |
| Broadway Bank | San Antonio | TX | 12/2019 | 04/2025 |
| Broadway Wealth Solutions | San Antonio | TX | 04/2025 | Present |
Yes, Robin Jade Photography, produces images for sports teams and families on an occasional basis and is non-investment related. Address is 506 Lookout Dr San Antonio, TX 78228. Owner/Photographer. December 2012. 4 hours or less per month, after trading hours or weekends only. Takes photographs, edits, and produces images to customer for a charge.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-12 |
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