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Samuel Thomas Swift

Tci Wealth Advisors, Inc.

Tucson, AZ

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Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2008-07-21
  • AZ RA
    APPROVED
    Since 2008-07-21

Branch Locations

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tci Wealth Management, Inc. Tucson AZ 09/2006 Present
  • 09/2006 → Present
    Tci Wealth Management, Inc.
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-16
  • S65 Uniform Investment Adviser Law Examination
    2008-07-16
Designations

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
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WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
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