Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2011-04-19
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2011-04-19

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Princeton NJ 12/2010 Present
Bank Of America, N.A. Princeton NJ 07/2011 Present
  • 12/2010 → Present
    Merrill Lynch
    Princeton, NJ
  • 07/2011 → Present
    Bank Of America, N.A.
    Princeton, NJ
Other Businesses

I*2480300, Entity Type: , Name of OBA: MLPF& S CUST FPO N G IRA FBO N G, Address: Kendall Park, New Jersey, 08824, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/02/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-15
  • S66 Uniform Combined State Law Examination
    2011-04-15
Other Names
  • Steven James Gappa

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Princeton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor