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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-09-06 |
| ND | RA | APPROVED | 2018-02-14 |
Branch Locations
215 5Th St N, Fargo, ND 58102 • United States
157 S 2Nd St S, Hallock, MN 56728 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Federal Bank | Fargo | ND | 11/1997 | Present |
| Invest Financial Corporation | Fargo | ND | 04/2008 | 02/2018 |
| Lpl Financial Llc | Fargo | ND | 02/2018 | Present |
1. 02/14/2018 - American Federal Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/27/2018 - American Federal Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Investment Operations Manager - Start Date: 02/16/2018 - 215 Hours Per Month/175 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-04 |
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