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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-03-25 |
Branch Locations
1655 Oak Tree Rd, Edison, NJ 08820 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morganstanley Smithbarney | New Brunswick | NJ | 02/2012 | 12/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2019 |
| Wells Fargo Bank, Na | Edison | NJ | 12/2019 | Present |
| Wells Fargo Clearing Services, Llc | Edison | NJ | 12/2019 | Present |
INDYZONE, NOT INVT RELATED, EDISON, NJ, 100% OWNERSHIP, START DATE 11/16/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, SELLING COSTUME JEWELRY AND ETHNIC WEAR ON AMAZON.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-17 |
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