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608 S.W. 3Rd St., Lee'S Summit, MO 64063 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-11-16 |
| MO | RA | APPROVED | 2016-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2015 | Present |
| Capital Investment Management, Inc. | Fairfield | IA | 11/2016 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2015 | 02/2017 |
1)CAPITAL INVESTMENT MANAGEMENT INSURANCE, 608 SW 3RD ST, LEES SUMMIT, MO, 10/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 0/TRADING. 2.CAPITAL INVESTMENT MANAGEMENT, 608 SW 3RD ST, LEES SUMMIT, MO, 10/2016 AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-11 |
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