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Inactive

Sien Chen

Syon Capital LLC

Seoul

San Francisco, CA

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Current Employers
Syon Capital Llc

555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-16
  • CA RA
    APPROVED
    Since 2022-09-16

Branch Locations

Seoul • Korea, South

555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 01/2009 04/2022
Bank Of America, N.A. San Francisco CA 09/2009 04/2022
Unemployed Brookline MA 04/2022 09/2022
Syon Capital Llc San Francisco CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-31
  • S66 Uniform Combined State Law Examination
    2009-03-31
Other Names
  • Mel Chen

View on SEC IAPD

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