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Bernardino Ortiz

Syon Capital LLC

San Francisco, CA

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Current Employers
Syon Capital Llc

555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-06
  • CA RA
    APPROVED
    Since 2022-10-06

Branch Locations

555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 01/2017 09/2022
Unemployed Mexico City 07/2016 12/2016
Syon Capital Llc San Francisco CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2017-11-27

View on SEC IAPD

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