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555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-18 |
Branch Locations
555 Montgomery St. Ste 1250, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ieq Capital, Llc | Foster City | CA | 10/2020 | 12/2021 |
| Fisher Investments | San Mateo | CA | 09/2019 | 08/2020 |
| Ripplematch | New York | NY | 08/2018 | 12/2018 |
| Bnp Paribas | Seoul | 06/2018 | 08/2018 | |
| Naver | Seoul | 06/2017 | 07/2017 | |
| Washington University, St. Louis | St. Louis | MO | 08/2015 | 06/2019 |
| Sanford C. Bernstein & Co., Llc | San Francisco | CA | 02/2022 | 06/2025 |
| Syon Capital | San Francisco | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
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