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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-22
IL RA APPROVED 2016-10-26
  • TX RA
    APPROVED
    Since 2022-12-22
  • IL RA
    APPROVED
    Since 2016-10-26

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Frisco, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Rockford IL 02/2008 09/2016
Khloe Life Enterprise Rockford IL 08/2009 10/2023
J.P. Morgan Securities Llc Marengo IL 10/2012 09/2016
Khloe Life, Llc. Belvidere IL 04/2016 09/2016
International Assets Advisory, Llc Belvidere IL 10/2016 Present
  • 02/2008 → 09/2016
    Jp Morgan Chase Bank Na
    Rockford, IL
  • 08/2009 → 10/2023
    Khloe Life Enterprise
    Rockford, IL
  • 10/2012 → 09/2016
    Marengo, IL
  • 04/2016 → 09/2016
    Khloe Life, Llc.
    Belvidere, IL
  • 10/2016 → Present
    International Assets Advisory, Llc
    Belvidere, IL
Previous Registrations
  • 2012-10-01 → 2016-09-26
    Loves Park, IL
    Marengo, IL
    Rockford, IL
    Woodstock, IL
    Loves Park, IL
    Woodstock, IL
    Rockford, IL
  • 2011-11-14 → 2012-10-01
    Chase Investment Services Corp.
    Rockford, IL
    Woodstock, IL
    Rockford, IL
    Antioch, IL
    Marengo, IL
    Loves Park, IL
    Schaumburg, IL
Other Businesses

1) ECL PRIVATE WEALTH MANAGEMENT, LLC 461 N. MULFORD ROAD, SUITE 6, ROCKFORD, IL 61107 - DBA FOR SECURITIES BUSINESS - PRESIDENT/100% OWNER SINCE 10/2016 - APPROX 160 HRS/MO - COMMISSION BASED COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-04
S63 Uniform Securities Agent State Law Examination 2008-03-28
  • S66 Uniform Combined State Law Examination
    2011-11-04
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28
Other Names
  • Aaron Leak

View on SEC IAPD

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