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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-29
  • TX RA
    APPROVED
    Since 2020-10-29

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Arlington, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. Dallas TX 06/2017 10/2019
Awall Consulting, Llc Arlington TX 05/2013 04/2017
1St Global Advisors, Inc. Dallas TX 06/2017 10/2019
Avantax Investment Services, Inc. Dallas TX 10/2019 12/2019
Avantax Advisory Services Irving TX 10/2019 12/2019
Kestra Investment Services, Llc Austin TX 10/2020 Present
Kestra Advisory, Llc Austin TX 10/2020 Present
Unemployed Arlington TX 12/2019 10/2020
  • 06/2017 → 10/2019
    1St Global Capital Corp.
    Dallas, TX
  • 05/2013 → 04/2017
    Awall Consulting, Llc
    Arlington, TX
  • 06/2017 → 10/2019
    1St Global Advisors, Inc.
    Dallas, TX
  • 10/2019 → 12/2019
    Avantax Investment Services, Inc.
    Dallas, TX
  • 10/2019 → 12/2019
    Avantax Advisory Services
    Irving, TX
  • 10/2020 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 10/2020 → Present
    Kestra Advisory, Llc
    Austin, TX
  • 12/2019 → 10/2020
    Unemployed
    Arlington, TX
Previous Registrations
  • 2019-10-25 → 2020-01-02
    Avantax Advisory Services
    Irving, TX
  • 2017-09-27 → 2019-10-25
    1St Global Advisors Inc
    Dallas, TX
  • 2008-04-25 → 2013-01-22
    Ft. Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-27
  • S66 Uniform Combined State Law Examination
    2017-09-27

View on SEC IAPD

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