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Kristian Phillip Malcontento

Citigroup Global Markets Inc.

Oak Brook, IL

River Forest, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-17
  • IL RA
    APPROVED
    Since 2025-07-17

Branch Locations

Citi Wealth Management, Sales, 1900 Spring Rd, Suite 101, Oak Brook, IL 60523 • United States

Cwm Retail, Sales 7221 Lake St, River Forest, IL 60305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lombard IL 08/2014 05/2018
U.S. Bancorp Investments, Inc. Nashville TN 05/2018 06/2021
Usbancorp Investments Inc Nashville TN 05/2018 05/2021
J.P. Morgan Securities Oak Brook IL 08/2014 05/2018
Fifth Third Securities Nashville TN 05/2021 05/2022
Fifth Third Bank Nashville TN 05/2021 05/2022
Cetera Investment Services Llc St Cloud MN 06/2024 08/2024
Cetera Investment Advisers Llc Lombard IL 06/2024 08/2024
The Whiskey Hound Mt. Juliet TN 01/2022 05/2025
Citigroup Riverforest IL 06/2025 Present
  • 08/2014 → 05/2018
    J.P. Morgan Securities Llc
    Lombard, IL
  • 05/2018 → 06/2021
    U.S. Bancorp Investments, Inc.
    Nashville, TN
  • 05/2018 → 05/2021
    Usbancorp Investments Inc
    Nashville, TN
  • 08/2014 → 05/2018
    J.P. Morgan Securities
    Oak Brook, IL
  • 05/2021 → 05/2022
    Fifth Third Securities
    Nashville, TN
  • 05/2021 → 05/2022
    Fifth Third Bank
    Nashville, TN
  • 06/2024 → 08/2024
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2024 → 08/2024
    Cetera Investment Advisers Llc
    Lombard, IL
  • 01/2022 → 05/2025
    The Whiskey Hound
    Mt. Juliet, TN
  • 06/2025 → Present
    Citigroup
    Riverforest, IL
Previous Registrations
  • 2024-06-12 → 2024-08-27
    Cetera Investment Advisers Llc
    Lombard, IL
    Mt Juliet, TN
  • 2021-05-17 → 2022-06-14
    Fifth Third Securities, Inc.
    Hermitage, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
  • 2018-05-08 → 2021-06-08
    U.S. Bancorp Investments, Inc.
    Chicago, IL
    Woodridge, IL
    Dolton, IL
    Orland Park, IL
    Lemont, IL
    Evergreen Park, IL
    Oak Lawn, IL
    Bolingbrook, IL
    Chicago, IL
    Olympia Fields, IL
    Orland Hills, IL
    Park Forest, IL
    Bridgeview, IL
    Hinsdale, IL
    Calumet City, IL
    Richton Park, IL
    Chicago, IL
    Chicago Heights, IL
    Orland Park, IL
    Westmont, IL
    Bolingbrook, IL
    Downers Grove, IL
    Burbank, IL
    Oak Lawn, IL
    Chicago, IL
    Chicago, IL
    Lockport, IL
    Chicago, IL
    Nashville, TN
  • 2014-08-13 → 2018-05-15
    J.P. Morgan Securities Llc
    Lombard, IL
    Glendale Heights, IL
    Glendale Heights, IL
    Oak Brook, IL
  • 2013-08-13 → 2014-08-20
    Principal Securities, Inc.
    Downers Grove, IL
  • 2011-07-26 → 2013-07-24
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
    Minneapolis, MN
  • 2010-12-02 → 2011-07-11
    Pnc Wealth Management Llc
    Hoffman Estates, IL
    Elk Grove Village, IL
    Schaumburg, IL
    Schaumburg, IL
  • 2009-08-19 → 2010-11-29
    Morgan Stanley
    Fayetteville, AR
  • 2008-05-07 → 2009-08-07
    Edward Jones
    St Louis, MO
    Fayetteville, AR
    Fayetteville, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
  • S66 Uniform Combined State Law Examination
    2008-04-24
Other Names
  • Kristian Malcontento
  • Kris Malcontento
  • Kristian P Malcontento
  • Kristian Phillip Malcontento

View on SEC IAPD

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ERGAWEALTH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
GEIGER WEALTH MANAGEMENT

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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