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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-11 |
| WA | RA | APPROVED | 2002-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Seattle | WA | 05/1999 | Present |
| Bank Of America, N.A. | Seattle | WA | 10/2015 | Present |
I*1871275 Entity Type: N/A Name of OBA: S. Trust FBO S. N R. U/W R. C. S. Address: Normandy Park, Washington, 98166 Investment Related: No Position, Title, Association: N/A Employee Start Date: 06/10/2024 No Hours: 12 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-14 |
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