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4105 E. Madison St. Suite 300, Seattle, WA 98112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-11-20 |
Branch Locations
4105 E. Madison St. Suite 300, Seattle, WA 98112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Seattle | WA | 05/2015 | 10/2018 |
| Jpmorgan Securities, Llc | Seattle | WA | 07/2015 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-20 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-12 |
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